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Lawyer Wants to Drop Client Sued By SEC Who Sent Ex Parte Letter But He Must Stay On

By Matthew Russell Lee, Patreon Maxwell Book
BBC-Guardian UK - Honduras - ESPN NY Mag

SDNY COURTHOUSE, June 14 – The SEC sued James David O'Brien for fraudulent market manipulation using brokerage accounts in his or his wife's name to create the false impression of interest in particular stocks then cash out.

  Now his lawyer wants to drop him.

On June 13, 2022 U.S. District Court for the Southern District of New York Judge Denise L. Cote held a proceeding. Inner City Press covered it. 

 The lawyer complained that his client wrote an ex parte letter to the settlement judge and wasn't complying with discovery.

Judge Cote was not impressed. She said this is not enough of a basis to allow the lawyer to withdraw. And so he must and will continue.

The case is Securities and Exchange Commission v. O'Brien, 21-cv-9575 (Cote) 

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